Wall Street Prep

How Strong is The Chinese Wall Separating Investment Banking and Equity Research?


FINRA fined 10 large investment banks $43.5m for "failing to shield analysts from pressure to promote stocks," specifically claiming that  the "investment banks promised favorable research to Toys “R” Us Inc. and its private-equity owners in 2010 to win roles in its initial public offering."

Read full article here: http://www.bloomberg.com/news/2014-12-11/finra-fines-10-wall-street-firms-over-analysts-ipo-pitches.html


The Wall Street Prep Quicklesson Series

7 Free Financial Modeling Lessons

Get instant access to video lessons taught by experienced investment bankers. Learn financial statement modeling, DCF, M&A, LBO, Comps and Excel shortcuts.